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The Regulatory Approach to FinTech: Considering the Benefits and Challenges An interview with Gary Barnett, deputy director, Trading and Markets, U.S. Securities and Exchange Commission
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unknown
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Risk Management Association
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2017
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| 2 |
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Perspectives from the Front Line: 2017 Industry Insights (Part 3 of 3)
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unknown
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Risk Management Association
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2017
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| 3 |
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A New Era for the CFTC: An Interview with Commissioner Sharon Bowen Sharon Bowen, commissioner of the CFTC, discusses the Swap Dealer Risk Management Program, the risk management program for futures commission merchants, the capital requirements proposed by the CFTC, and increased regulatory requirements
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unknown
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Risk Management Association
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2017
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Looking to the Future: Regulatory Priorities, Trading, and Risk Management Practices In an interview with RMA Director of Market Risk and Securities Lending Fran Garritt and Lee Schneider, counsel, Debevoise & Plimpton, Bob Colby, chief legal officer at FINRA, discusses culture, data initiatives, market structure, and regulation
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unknown
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Risk Management Association
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2017
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| 5 |
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Perspectives from the Front Line: 2017 Industry Insights (Part 1 of 3)
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unknown
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Risk Management Association
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2017
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| 6 |
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An Industry Says Thank You As RMA President and CEO Bill Githens nears retirement, voices from across the industry emphasize how important he has been to banking, to institutions, and to individuals who have benefited from his guidance
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unknown
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Risk Management Association
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2017
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| 7 |
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Evolving Through the Decades: The RMA Journal Celebrates 100 Years
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unknown
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Risk Management Association
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2017
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| 8 |
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Evolving Through the Decades: The RMA Journal Celebrates 100 Years Leading up to its 100th anniversary, each issue of The RMA Journal will highlight history, RMA milestones, and a Journal article from a past decade. This month we mark the 1930s
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unknown
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Risk Management Association
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2017
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| 9 |
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What's in Store at GCOR
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unknown
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Risk Management Association
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2017
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| 10 |
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What's in Store at GCOR: How to Master M&A
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unknown
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Risk Management Association
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2017
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