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Financial services:authorisation, supervision, and enforcement: a litigator's guide
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| 자료유형 | 단행본 |
|---|---|
| 개인저자 | Russen, Jonathan. |
| 서명/저자사항 | Financial services:authorisation, supervision, and enforcement: a litigator's guide/Jonathan Russen. |
| 발행사항 | Oxford ; New York: Oxford University Press, 2006. |
| 형태사항 | xli, 390 p.; 26 cm. |
| 딸림자료 | |
| ISBN | 0199296650 (alk. paper) 9780199296651 |
| 일반주기 |
Includes index.
|
| 내용주기 | Regulation through authorisation, requirement, and approval -- Mainstream and regulatory offences -- The FSA's powers of investigation -- Criminal prosecutions by the FSA -- Civil liability and the remedies and sanctions available to the FSA and investors -- Market abuse -- The FSA's control of money laundering -- Restrictions upon financial promotions -- Practice and procedure -- Independent challenges to the FSA's actions -- The financial ombudsman service. |
| 주제명(단체명) | Financial Services Authority (Great Britain) -- Rules and practice. |
| 일반주제명 | Financial services industry -- Law and legislation -- Great Britain. Financial services industry -- Great Britain -- State supervision. |
| 언어 | 영어 |
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