| 21 |
|
SEC approves rule banning "naked access" to trading centers
|
Callcott, W. H.; Foley, T. C.
|
MCB
|
2011
|
|
|
|
| 22 |
|
SEC approves sweeping changes to FINRA's regulatory reporting rules
|
Weiss, H. J.; Lee, Y. Y.; Newman, B. H.; Eckert, P. R.; Hanselmann, C. R.
|
MCB
|
2011
|
|
|
|
| 23 |
|
SEC holds roundtable on money market funds and systemic risk
|
Haskin, B. J.; Barbash, B. P.; Hall, B. M.
|
MCB
|
2011
|
|
|
|
| 24 |
|
SEC holds roundtable on securities lending/short selling
|
Campion, K. J.; Hirschfeld, A.
|
MCB
|
2010
|
|
|
|
| 25 |
|
SEC issues guidance to boards reviewing certain affiliated transactions
|
Ambler, D. E.; Greer, M. R.
|
MCB
|
2011
|
|
|
|
| 26 |
|
Second Circuit rules securities fraud claim of mutual fund shareholders relating to affiliated transfer agent arrangements may proceed, but upholds dismissal of breach of fiduciary duty claim
|
Dodds, W. K.; Vargo, B. S.
|
MCB
|
2010
|
|
|
|
| 27 |
|
SEC permits mutual funds to use a summary prospectus and updates statutory prospectus requirements
|
Robertson, R. A.; II, J. P.
|
MCB
|
2009
|
|
|
|
| 28 |
|
SEC proposes changes to stock buyback safe harbor
|
Cerveny, L. A.; Wittlin, F. I.; O'Brien, M. P.; Trocchio, M. R.
|
MCB
|
2010
|
|
|
|
| 29 |
|
SEC proposes investment adviser custody rule amendments to enhance safekeeping and oversight of client assets
|
Kleiman, L. B.
|
MCB
|
2009
|
|
|
|
| 30 |
|
SEC proposes large trader reporting system
|
Sacks, R. D.; Blankenship, M. J.
|
MCB
|
2010
|
|
|
|
| 31 |
|
SEC provides details on amendments to money market fund rules
|
Hunt, J.
|
MCB
|
2010
|
|
|
|
| 32 |
|
SEC releases study on the fiduciary duty of investment advisers and broker-dealers
|
Forbes, J.; Gnall, G. P.
|
MCB
|
2011
|
|
|
|
| 33 |
|
Selected FINRA notices and disciplinary actions, July-August 2011
|
Davis, H. A.
|
MCB
|
2011
|
|
|
|
| 34 |
|
Sell-offs, internal capital markets, and long run performance: Canadian evidence
|
Francoeur, C.; Niyubahwe, A.
|
MCB
|
2009
|
|
|
|
| 35 |
|
Sensible operational choices for the climate change agenda
|
Oglethorpe, D.; Heron, G.
|
MCB
|
2010
|
|
|
|
| 36 |
|
Service addition as business market strategy: identification of transition trajectories
|
Matthyssens, P.; Vandenbempt, K.
|
mcb
|
2010
|
|
|
|
| 37 |
|
Service as business logic: implications for value creation and marketing
|
Gronroos, C.; Ravald, A.
|
mcb
|
2011
|
|
|
|
| 38 |
|
Service behaviours of highly committed financial consultants
|
Furtmueller, E.; Dick, R. v.; Wilderom, C.
|
mcb
|
2011
|
|
|
|
| 39 |
|
Service development success: a contingent approach by knowledge strategy
|
Storey, C.; Hull, F. M.
|
mcb
|
2010
|
|
|
|
| 40 |
|
Service differentiation: A self-image congruency perspective on brand building in the labor market
|
Andreassen, T. W.; Lanseng, E. J.
|
mcb
|
2010
|
|
|
|
